Brokerage Communications Specialist

Onsite Chicago, IL; Denver, CO; Lake Mary, FL; New York, NY

brokerage operations - rhf

greenhouse

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Job description

You will manage regulatory customer communications for a broker-dealer, ensuring compliance and clarity. This role involves collaboration with various teams and requires strong communication skills.

Details

Chicago, IL; Denver, CO; Lake Mary, FL; New York, NY, in-person attendance expected at least 3 days per week
$66,000—$100,000 USD base pay depending on location
3+ years of experience in financial services operations and regulatory compliance
Requires Series 7 and Series 24 licenses

The work

Manage the full lifecycle of regulatory mass customer communication campaigns
Participate in the team's 24/7 on-call rotation for operational incidents
Validate successful delivery of customer communications for regulatory compliance
Partner with Compliance, Legal, and Senior Leadership on operational communications