Compliance

Onsite Mumbai

finance

greenhouse

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Job description

Join the Compliance team in Mumbai to manage regulatory compliance for various investment services. You will ensure adherence to SEBI regulations and support internal teams with compliance processes.

Details

Mumbai, work from office
3–5 years of experience
Strong practical knowledge of SEBI regulations

The work

Monitor compliance with SEBI regulations for AIF, PMS, and Investment Advisory
Review compliance requirements and documentation for AIF and PMS
Conduct periodic compliance reviews and testing
Coordinate regulatory reporting and submissions