Compliance Operations Specialist

Onsite Chicago, IL; Denver, CO; Lake Mary, FL; New York, NY

investment strategy

greenhouse

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Job description

You will support compliance operations for Robinhood's investment advisory business. This role involves coordinating with various teams to ensure regulatory compliance and enhance client services.

Details

Chicago, IL; Denver, CO; Lake Mary, FL; New York, NY, in-office 3 days/week
$82,000—$97,000 USD for Denver, CO; Chicago, IL; $94,000—$110,000 USD for New York, NY
4-6 years of operational or compliance experience with an investment adviser

The work

Operationalize the regulatory framework around new business activities
Serve as a primary resource for customer service and business teams
Research and respond to complaint resolutions and client inquiries
Identify potential areas of risk and propose solutions