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alpaca

22 days ago

Japan Broker-Dealer Compliance Associate (Japan Based / Japanese Language Required)

Remote · Remote - Japan Remote - Japan

brokerage

greenhouse

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AI TL;DR

Join Alpaca as a Compliance Associate to support our growing business in Japan. You'll work on compliance operations and collaborate with global teams in a remote setting.

AI match

Solid listing · 60/100 against the market band on this page.

Interview prep for this job

  1. What would you ship in the first month as Japan Broker-Dealer Compliance Associate (Japan Based / Japanese Language Required) at alpaca?
  2. Which tradeoff in the description would you ask about first?
  3. How do you explain a production incident to this team?
  4. What would you measure in the first two weeks?
  5. Which part of your last project maps to this stack?

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Job description

Join Alpaca as a Compliance Associate to support our growing business in Japan. You'll work on compliance operations and collaborate with global teams in a remote setting.

Details

  • Remote - Japan
  • 3+ years of experience in back-office operations at a securities firm
  • Business-level proficiency in Japanese and English

The work

  • Support regulatory filings and communications with authorities
  • Improve internal compliance operations and processes
  • Perform AML/CFT and customer due diligence tasks
  • Collaborate with internal departments on compliance initiatives