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alpaca

6 days ago

Japan Broker-Dealer Compliance Associate (Japan Based / Japanese Language Required)

Remote Remote · Remote - Japan

brokerage

greenhouse

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Job description

Join Alpaca as a Compliance Associate to support our growing business in Japan. You'll work on compliance operations and collaborate with global teams in a remote setting.

Details

  • Remote - Japan
  • 3+ years of experience in back-office operations at a securities firm
  • Business-level proficiency in Japanese and English

The work

  • Support regulatory filings and communications with authorities
  • Improve internal compliance operations and processes
  • Perform AML/CFT and customer due diligence tasks
  • Collaborate with internal departments on compliance initiatives